SOX Program Management (SPM) coordinates Truist’s efforts to ensure that all significant financial reporting controls are identified and testing is performed to evaluate the operating effectiveness of the controls in connection with Sections 404 and 302 of the Sarbanes-Oxley Act of 2002 (SOX) and the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA).
Responsible for executing a governance and oversight program that guides, monitors, evaluates, and reports on the effectiveness of internal control over financial reporting. Determines in-scope processes, applications, models and infrastructure for annual Sarbanes-Oxley (SOX) testing.
Responsible for providing guidance on SOX requirements for control/process documentation, testing and issue management and other aspects of the SOX framework to keep pace with changes in the underlying business in support of Truist’s Sarbanes-Oxley and FDICIA compliance efforts.
The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Bachelor’s degree in Finance or Accounting or equivalent education and related training.
Five years of relevant experience in internal audit, public accounting, or SOX/Risk compliance.
Ability to take direction and then work independently to complete tasks while considering broader implications or necessary additional analysis.
Ability to build consensus through communication and presentation of factual and relevant information.
Excellent verbal and written communication skills.
Advanced analytical skills and the ability exercise judgment and solve complex problems.
Ability to work well with others in a dynamic, team-oriented environment.
Strong understanding of PCAOB and SEC requirements for compliance with SOX.
Relevant Professional Certification – e.g. CPA, CISA.
Control testing experience in a public accounting firm.
Financial services or specialized industry experience.
Master’s degree in related discipline.
Working knowledge of US GAAP, SOX and FDICIA reporting requirements.